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2022

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06

Contributors or middlemen: the role of the central sector in the governance of innovation policy networks-an empirical study from 1980 to 2019.


Abstract:Using the method of policy network theory and social network analysis (social network analysis,SNA), this paper makes an empirical study on the cooperation network of central government departments based on 650 innovation policy texts in China from 1980 to 2019, and examines the evolution of the role of central government departments in the innovation policy network. The results show that: first, with the reform of the administrative system, the central government departments have assumed both the contributor and the middleman role in the innovation policy network, and the willingness to play the role of contributor and middleman in the innovation policy network is on the rise. Secondly, in the central government's innovation policy network, the role of middlemen in the main technology-based sectors has gradually changed from agents to liaisons and consultants, while the role of middlemen in the economic sector has not changed significantly, mainly agents, consultants and liaisons coexist. Finally, the governance entities of the central government's innovation policy network are diversifying, and more and more government departments are participating in the formulation of innovation policies; the cooperation between governance entities is diversifying, and the cross-type cooperation of technology-based departments has increased significantly, and economic departments The role is stable, and the scope of cooperation with other types of departments is gradually expanding, which fully shows that the national science and technology innovation governance system is changing in the direction of modernization.

 

Key words:policy network; social network analysis; policy text; contributor; middleman

 

Abstract: China has established a state-led innovation model. The government has played an important role in the development of China's S&T, industrial upgrading and innovation in the last couple of decades. After several rounds of economic and technological system reforms, the central government has substantially adjusted the relationship between various agencies, but there are still problems such as department redundancy, functional overlapping, and responsibility fuzziness. Promoting the modernization of the national science and technology innovation governance system, and studying how to promote effectively collaboration between government agencies have become an urgent problem to be resolved in the reform of the administrative system. The research specifically aims to clarify one empirical question: what are the roles of government agencies in the innovation policy network? What are the specific categories of contributors or brokers in the whole network and the specific categories of brokers in the ego network? How do agencies' roles evolve with the change of policy networks at different stages?From the perspective of policy network, the research proposes a quantitative method based on social network analysis(SNA)and employs the approach to analyze 650 policy documents issued by China's central government agencies between1980 and 2019. The quantitative method identifies the roles of government agencies as contributors and brokers in the policy network by degree centrality and betweenness centrality. The government agencies involving in innovation policy making are divided into four categories according to their functions in innovation: The S&T group, the economic group, the S&T mission-oriented group, and the supporting group. And four types of brokers-coordinators, agents, consultants and liaisons are identified. The database of policy documents related to innovation published by Chinese central government is built step by step(1980-2019).The results show that: first, with the reform of the administrative system, the central government agencies have played both a contributor and an intermediary role in the innovation policy network. And the willingness of agencies to play the roles of contributors and intermediaries in the innovation policy network has been on the rise. The scientific and technological group represented by the Ministry of Science and Technology(MOST), and the economic group represented by the Ministry of Finance(MOF) and the National Development and Reform Commission(NDRC) have played a quite important role in the formulation of innovation policies.Secondly, in the innovation policy network composed of central government agencies, the intermediary role of major technology-based agencies has gradually changed from an agent to a liaison and consultant. The intermediary role of economic agencies has not changed significantly, and the roles of agents, consultants and liaisons coexist. In the contributor-brokerage two-dimensional quadrant, generally only one agency is in the high-high quadrant, that is, the agency has a higher level of contribution and intermediary role. This leading agency has transformed from NDRC to MOST.Finally, the governance actors of the central government's innovation policy network are diversifying, and more and more government agencies are participating in the formulation of innovation policies/The cooperation between governance actors is also diversifying. The cross-type cooperation of science and technology departments has increased significantly.The role of economic departments has remained stable. And the cooperation scope of other types of agencies has gradually expanded. And all these fully demonstrate that the national science and technology innovation governance system is shifting towards modernization.With the changes of their respective roles in the evolution of the innovation policy network, government agencies also need to constantly update their ways and strategies to participate in the policy network in order to meet their own interests.For agencies that occupy key positions in the network, such as MOST and NDRC, they should play a coordinating role and mobilize the enthusiasm of other agencies to participate in the governance of scientific and technological innovation, so as to improve the comprehensiveness and effectiveness of policy formulation. The agencies that lie on the periphery of the policy network also play an irreplaceable role in the governance of science and technology. They should actively participate in or seek inter-agency cooperation to enhance their administrative influence.

 

Key words: policy network; social network analysis;policy documents; contributor; brokerage

 

Author: Sun Yutao, Zhang Hongye, Jiang Lin

Author: School of Economics and Management, Dalian University of Technology

The full text has been published in Science and Science and Technology Management, Issue 3, 2022.

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